Who is covered by the Access to
Employee Exposure and Medical Records Standard?
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Employers in general industry, the maritime, and construction industries
must provide records access to all employees exposed to toxic substances and
harmful physical agents, their employee representatives, health professionals,
and OSHA.
What is an "employee exposure
record"?
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Employee exposure record means a record containing any of the following
kinds of information: environmental (workplace) monitoring or measuring
of a toxic substance or harmful physical agent, including personal, area, grab,
wipe, or other form of sampling, as well as related collection and analytical
methodologies, calculations, and other background data relevant to
interpretation of the results obtained; biological monitoring results
which directly assess the absorption of a toxic substance or harmful physical
agent by body systems but not including results which assess the biological
effect of a substance or agent or which assess an employee''s use of alcohol or
drugs; material safety data sheets indicating that the material may pose
a hazard to human health; or in the absence of the above, a chemical inventory
or any record which reveals where and when used and the identity of a toxic
substance or harmful physical agent.
What is an "employee medical
record"?
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Employee medical record means a record concerning the health status of
an employee which is made or maintained by a physician, nurse, or other health
care personnel or technician, including: medical and employment
questionnaires or histories (including job descriptions and occupational
exposures); the results of medical examinations (pre-employment,
pre-assignment, periodic, or episodic) and laboratory tests (including chest
and other X-ray examinations taken for the purposes of establishing a base-line
or detecting occupational illness, and all biological monitoring not defined as
an "employee exposure record"); medical opinions, diagnoses,
progress notes, and recommendations; first aid records; descriptions of
treatments and prescriptions; and employee medical complaints.
How can the records be obtained?
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Records requests need not be in writing except where non-emergency
access to trade secrets is involved. Union and designated health
professionals must have specific written consent to gain access to
employees= personal medical records but may examine exposure records without
such consent. However, they must state in writing the specific exposure record
needed and the occupational health need for gaining access to the information. OSHA
may obtain personal medical records promptly without the written consent of the
subject employees, but will adhere to rules of the agency practice and
procedure governing OSHA access to employee medical records contained in Title
29 Code of Federal Regulations 1913.10. Employees have prompt access,
with no unreasonable barriers, to their own exposure and medical records except
where a physician representing the employer believes that direct employee
access to certain sensitive information in the record could be detrimental to
the employee.
When must employers provide
records?
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Employers must provide records promptly, generally within 15 working
days. They must provide a date of release of the information and an explanation
of the delay should it take longer to process the request.
When must employers inform
employees of their rights to access medical and exposure records?
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Employers are to inform their employees initially upon employment and at
least annually thereafter of their rights to access medical and exposure
records, as well as where such records are kept.
How long must the records be
retained?
Each employee exposure record must
be maintained for at least 30 years. Experimental toxicological research
records are excluded from the 30-year retention requirements. Biological
monitoring results designated as exposure records by specific occupational
safety and health standard must be preserved and maintained by the specific
standard.
The medical records for each
employee must be maintained for at least the duration of employment plus 30
years. The following type of medical records need not be retained for any
specified period; health insurance claims records maintained separately
from the employer''s medical program; first aid records; and medical
records of employees who have worked less than one year for the employer
need not be retained beyond the term of employment if they are provided to the
employee upon the termination of employment.
This handout is intended only as a
general description of the Access to Employee Exposure and Medical Records
Standard. It does not carry the force of legal opinion. For more detailed
information, consult the standard, 29 CFR 1910.1020, which is available from
the U.S. Government Printing Office, Superintendent of Documents, Washington,
D.C. 20402, (202) 512-1800. Please visit www.osha.gov for more information on OSHA.
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