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Fiduciary Plan Governance, LLC


  • Fiduciary Risk Review
    The foundation of our process is a comprehensive fiduciary practices review incorporating standards derived from ERISA, the Pension Protection Act, Department of Labor and IRS regulations as well as U.S. case law as articulated in the Prudent Practices for Investment Stewards¹ and Fiduciary Ethos². We will guide you through a rigorous...
  • Fiduciary Due Diligence & Support
    “Best Practices” for plan fiduciaries is generally considered conducting a comprehensive cost, services and investment platform review every three-to-five years. In light of two very significant regulatory requirements (408(b)(2) and 404(a)(5)) taking effect in 2011, conducting such a formal process is even more critical now. Our...
  • Certification Services
    CEFEX Certification Fiduciary Plan Governance, LLC is a Centre for Fiduciary Excellence (CEFEX) certifying entity. The CEFEX Certification provides assurance to investors, both institutional and individual, that a fiduciary, whether a plan sponsor, trustee, investment manager, record keeper, advisor or any other service provider has been...
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